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NEWS & REVIEW

Editorial

1. Oh no! I hear you say - not ANOTHER journal! Well - the INTERNET
JOURNAL OF VIBRATIONAL SPECTROSCOPY is unique - a periodical initially planned to
appear six times a year, aimed to assist you, the user of vibrational methods, hopefully
full of useful information and discussion - and FREE.
Geoff Dent and myself perceived some time ago that many people who use vibrational
spectroscopy, frequently and on a routine basis, are equipped with very little background
information. At university or college they may have had very little formal instruction in
infrared spectroscopy, probably even less on near infrared and Raman, and have had to pick
up bits and pieces as they go along.
When I was a student in the 50's, infrared and Raman were hot issues and we were taught
about them thoroughly, but since then the centre of interest has moved to NMR or mass
spectrometry so that now we teach little or nothing about infrared or Raman at the
undergraduate level and haven't done so for a long time. The IJVS is aimed at helping to
fill the gap.
Each edition will carry three or four feature articles of graded sophistication. The first
two are fairly basic and cover relatively routine but crucially important matters such as
sampling or sample preparation, good laboratory practice, spectral interpretation, or
basic data processing. The remaining articles are more specialised and most readers will
find that they contain information new to them.
In addition to news items, we then include two unusual offerings - The Spectroscopists Bookshelf - suggestions of books
to have handy or ones containing really useful information, and the other we call Hot Sources. How often has someone asked you to
recommend a reference which explains the infrared spectrum of this or the vibrational
behaviour of that? Well, Hot Sources will be the answer
as the database builds up and it will be simply and reliably machine searchable.
To complete each edition we then offer contributed articles, but these are not like those
in any other journal. The idea is to offer papers with real novelty on subjects with a
reasonably broad interest, carefully written and edited to make them easy to read. We want
these articles to describe a development and to provide routes to more detailed
information for those who are interested - sort of micro reviews. You won't find a
contribution on "Fermi Resonance as a possible explanation for the multiplet
structure...", but you may well find something on new methods of sampling or the
quantitative analysis of an important pharmaceutical. Much of the material in which we are
interested will have appeared, or is about to appear, elsewhere; the Editorial team will
encourage authors to offer an appropriately revamped, snappier version for us.
One of the advantages of Internet publication is speed. We plan to process manuscripts
exclusively by electronic means - e-mail or FAX - and will avoid snail mail.
It is almost inevitable that there will be hitches in transmission, or problems with the
quality of reception and downloading. You will also have comments about the journal itself
or want to raise an issue for discussion.
Please give us a shout - send an e-mail or FAX - even telephone. We really MUST hear from
you, the readers, and we promise to respond however rude you are!
So - please print the Journal and read it at your leisure. We hope you will find it useful
and easy to read.
PATRICK HENDRA.
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Feature Article

2. Preparation of Samples for IR Spectroscopy as KBr Disks
Geoffrey Dent
ZENECA Specialties, P.O.Box 42, Hexagon House, Blackley, Manchester M9 8ZS
E-Mail Geoffrey.Dent@UKBLA71.ZENECA.COM
Powders, being examined by Infrared Spectroscopy, in transmission, are generally prepared
by mulling in liquid paraffin (Nujol), or by grinding with potassium bromide (KBr) powder.
The latter is then pressed into a disk. The method of preparation of a powder sample is
generally determined by the information required or the chemical/physical stability of the
sample. If information on the physical state, e.g. polymorphism, is required then grinding
may change the state and mulling is preferable. Some substances, such as base
hydrochloride, may exchange halogen with potassium bromide powder, again mulling is
preferable. However most mulling agents contain bands in the spectrum which may mask bands
in the sample spectrum. KBr does not contain bands in the mid-IR region of the spectrum,
and therefore preparation as halide disks potentially loses less information. Samples
dispersed in halide powder must be homogenously dispersed, with a particle size small
enough not to cause scatter (theorectically < 2 microns). The strength of an IR
absorption spectrum is dependant on the number of molecules in the beam. With a KBr disk
the strength will be dependant on the amount and homogeneity of the sample dispersed in
the KBr powder. The amounts stated below are for guidance only, the bulk density of the
sample or other diluents may require these to be varied. They will also have to be varied
according to the diameter of the disk required. The weights quoted are for a 16 mm
diameter disk. Approximately half should be used for the 13 mm diameter disks.
Recommended Method
- Transfer weighed amounts of sample, approx 2 mg, and KBr powder, approx. 300 mg into an
agate mortar. The KBr powder must be of spectroscopic grade purity, and be
spectroscopically dry.
Grind the powders together, with an agate pestle, until the sample is
well dispersed and the mixture has the consistency of fine flour. With some very hard or
crystalline powders this may not be possible by hand. If necessary, use mechanical or low
temperature (liquid nitrogen cooled) grinding accessories.
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Figure 1, KBr die assembly
- Assemble the die, with the lower pellet polished face up.
- Transfer the ground mixture into the cylinder bore so that it is evenly distributed
across the polished face of the lower pellet. Gently inserting the plunger and lightly
swivelling can often achieve a flat, even surface
- Insert the second pellet, polished face towards the mixture, into the bore followed by
the plunger.
- Place the die assembly into a hydraulic press, between the ram and the piston.
- Ensure that the die is firmly held in the press.
- Connect a vacuum tube and switch on a High Vacuum pump.
- Leave the die assembly under vacuum for approximately 2 mins. This removes air from the
disk.. (Some spectroscopists claim loose water is removed from the KBr and/or solvent from
the sample. Others dispute this. Either way good vacuum leads to good disks)
- Increase pressure in the press to 15 tons (10 tons for 13 mm die, follow manufacturers
instructions for max pressure with other diameter dies).
- After approximately 1 minute, slowly release the pressure.
- Carefully release the vacuum, and remove the die from the press.
- Dismantle the die, and transfer the KBr disk to a spectrometer disk holder. Avoid
touching the faces of the disk.
- Check that the disk is translucent and that the sample is homogeneously distributed in
the disk.
- Mount the disk holder in the spectrometer.
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The spectrum quality is affected by the quality of the disk. The flatness of the
baseline is dependent on the particle size and dispersion of the sample in the KBr powder.
Check the disk and spectrum for the following faults :-
If the disk breaks on removal from the die, this indicates that the disk is too thin
caused by too little powder, or too much pressure for too long. Remedy this effect by
increasing the sample load. Also check that the correct pressure is used.
If the disk is not translucent, this can have numerous causes.
- Uneven distribution of powder in die
- Too much sample
- Too much KBr powder
- Poorly dispersed sample
- Water in disk
- Pressed at too low pressure or for too short a time
All except the last fault can be remedied by re-grinding and pressing with
adjusted amounts. Water in the disk can be present due to a wet sample or wet KBr powder.
Small amounts can be removed by the High Vacuum step (9). Heating the disk at approx
100°C for a few minutes and repressing the disk will sometimes remove residual water.
The disk turns brown. This could be due to the sample being an oxidising agent. Check the
spectrum for halide degradation and re-examine as a mull if possible.
Truncated Bands. If the spectrum contains bands which have a flattened turning point and
do not reach 0 % T, this is caused by a poorly dispersed sample or holes in the disk.
Check the disk visually and if necessary repeat the preparation.
Sloping baseline. This is usually due to a poorly dispersed sample. Some substances are
too hard (polymers) or too crystalline (e.g. Anthraquinone) to disperse properly. The
latter can also cause bands to appear like a first derivative spectrum. This is due to
refractive index changes and is known as the Christiansen Effect
The faults listed above have been commonly found , sometimes in publications, but is not
necessarily exhaustive. Use of other halide salts can overcome some effects, or extend the
range of the spectrum examined, e.g. CsI extends the lower wavenumber range from 400 to
200 cm -1. The use of these will be discussed in a later Edition. Poor sample
preparation can lead to avoidable errors in interpretation of the resultant spectrum. A
little care can avoid the need for repititous sample preparartion or embarrassing errors
in results.
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Spectra
Figure 2, Phenyl Acetic Acid (i) Too Weak (ii) Too Strong.
[High-Resolution Spectra]
Figure 3, Correctly Prepared KBr Disk of Phenyl Acetic Acid.
[High-Resolution Spectrum]
Editors Note: If you regularly use KBr disks, try Geoff's instuction carefully and check
that you can reproduce Fig 3, then use the method you normally use and compare. Might be
quite a surprise. The background theory to the article is now covered by Bill Maddams.
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REF: Int. J. Vib. Spect., [www.ijvs.com] 1,
1, 2 (1996)

Feature Article

3. The Background to Sample Preparation for Infrared Transmission
Measurements on Solids
William Maddams
University of Southampton
Until recently Chief Vibrational Spectroscopist, BP Research, Sunbury on Thames, UK.
Measurement of the transmission infrared spectra of liquids poses no great problem from
the sampling viewpoint. These materials may be squeezed between polished plates of sodium
chloride, potassium bromide, or another suitably transparent material until absorption
bands of measurable intensity are obtained. The thickness of such films is usually a few
microns. Alternatively, if information of a quantitative or semi-quantitative nature is
required the sample is made up in solution, at 5 or 10% concentration, in a solvent such
as cyclohexane, carbon tetrachloride, chloroform or carbon disulphide and examined in a
sealed cell whose path length is, typically, 100 . Solids may also be examined in solution, given that
a reasonably transparent infrared solvent can be found. It is also possible in some cases
to cast thin films, a technique that is somewhat time consuming but is useful for some
polymers.
However, when these approaches are not applicable because of sample insolubility and it is
necessary to examine samples in powder form, problems arise for three reasons. Two of
these relate to the particle size of the solid, in quite different contexts, and the third
to the effect of sample refractive index. It is useful to have a basic understanding of
why these problems occur and how their effects may be minimised in order to obtain good
quality transmission spectra from solid samples.
1. Particle Size and Optimum Packing
It is a simple process to squeeze a liquid, however viscous, between optical flats and
hence to make an acceptable thin layer. In contrast, the preparation of a continuous,
homogeneous layer from a powdered solid poses considerable difficulties, not merely
because the squeezing process is ineffective.
The problem may be understood by considering two model systems where the particles consist
of (i) regular spheres and (ii) regular cubes. Fig.1a shows a cross-section of a group of
regularly packed spheres of equal diameter. It is clear that there is considerable space
between the spheres. Hence, if a collection of spherical particles of equal size is
inserted into the beam of a spectrometer, a significant proportion of the radiation will
not traverse the sample. If, as shown in Fig.1b, there is more than one layer of
particles, it is possible for these to be arranged so that some of the gaps are closed.
Alternatively, if the spherical particles cover a range of diameters, there is even less
free space between them, as shown in Fig.1c. Again, multiple layers reduce still further
the free space. However, the multilayer option is limited in practice; unless the particle
size is below about one micron it will not be possible to achieve the optimum sample
thickness we need - a few microns.
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In the case of cubic particles, these may pack wholly regularly if they are of equal size,
as shown in Fig.2a, and there is then no free space. However, if the packing is irregular
as in Fig.2b, there will be some and this is likely to be rather greater if the cubic
particles are not of equal sizes.
In practice, real particles are likely to be of irregular and varying size and shape and
the presence of some free space is almost inevitable. What are the consequences?
Suppose that the free space amounts to 10% of the area over the cross-section of the
spectrometer beam at the point where it traverses the sample. Then, if the sample is
absorbing all of the radiation falling upon it, the measured absorbance will be log10
100/0+10, i.e. 1.0 instead of log10 100/0, i.e. 00. Similarly, if the sample
absorbs 90% of the incident radiation the measured absorbance will be log10
100/10+10 = 0.70, rather than log10 100/10 = 1.0.
For a sample absorbing 60% of the incident radiation, the measured absorbance will be log10
100/40+10, i.e. 0.30 instead of the correct value of log10 100/40, i.e. 0.40.
So the spectrometer will always give absorbance values that are too low and the error will
be greater the greater the absorbance being measured.
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2. Particle Size and the Reflection and Scattering of Radiation
If we consider a beam of light moving in a particular direction as a travelling sinusoidal
wave, we would expect secondary wavelets to radiate from all points along that line. This
does not happen in empty space because, as Fresnel showed many many years ago, there is
destructive interference of the secondary wavelets that arise at all points traversed by
the beam. However, in practice, secondary wavelets are generated at disturbances
such as when the beam encounters a discontinuity of any sort, and these do not
interfere destructively. A fraction of the light is then scattered over all angles around
the beam and this scatter is dependent upon the size of the discontinuity, the wavelength
of the light and the refractive index of the medium through which it is passing.
In the present context the discontinuity is the particle of our solid sample upon which
the beam of infrared radiation falls and it is convenient to consider the matter in
somewhat more detail. For practical purposes we will look at three groups of particle
sizes. They are: particles of a size appreciably greater than the wavelength of the
radiation, particles whose dimensions are comparable with , and particles appreciably smaller
than .
(a) Particle size greater than ![[lambda]](lambda_b.gif)
Imagine a cubic crystal, whose dimensions are appreciably greater than , sited so that one
of its faces is perpendicular to the beam of radiation passing through the spectrometer.
Most of the radiation will pass into the crystal, some will be absorbed, and the remainder
transmitted. However, a fraction of it will be reflected from the surface of the crystal
and be lost. The size of this fraction is determined by the difference in refractive index
between the crystal and the surrounding medium (which, in the case of air, is a very close
approximation to 1.0). If the crystal has a refractive index of 1.5, a figure fairly
representative of many organic compounds, the loss amounts to 4%. For diamond, which has a
refractive index of 2.4, the value rises to 17% and this is responsible for the glitter
and sparkle. The overall reflectivity of a girl's best friend is enhanced by cutting the
diamond; the various facets reflect light at a range of angles and enhance the lustre and
sparkle. This multiple reflectivity also occurs with a powder consisting of the cubic
crystals considered above. Their faces will tend to be disposed randomly with respect to
the beam of radiation. Since the reflection will take place specularly, the reflected
radiation will leave the crystalline sample over a wide range of angles. There will be a
substantial loss by scattering and this will occur for all types of crystals, irrespective
of their symmetry. This reflection/scattering loss occurs for all particle sizes until
they approach the wavelength of the radiation incident upon them. However, the smaller the
refractive index difference between the particles and the surrounding medium, the smaller
will be the radiation loss.
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(b) Particle size comparable with ![[lambda]](lambda_b.gif)
The scattering process is more complex in this instance because diffraction effects also
occur, and the intensity of scattering is considerably larger. Rather than struggle with
the theory, let me explain a demonstration of the effect where the particle size is
comparable to visible light wavelengths.
One of the most convincing of these involves small particles of sulphur. If a very dilute
solution of sodium thiosulphate is acidified with a few drops of dilute sulphuric acid,
the sulphur that is formed in the ensuing chemical reaction precipitates very slowly as
small particles that gradually increase in size. When they reach about 0.4 to 0.5 in size, the reaction
mixture appears blue, because of the strong scattering of blue-green light.
When the particles have almost doubled their size they scatter red light but rather less
strongly, the latter because of the wavelength dependence factor in the equation for the
scattering intensity.
It is clear therefore that it is highly desirable that solid samples for examination by
infrared spectroscopy should not contain a significant proportion of particles whose sizes
are comparable to the wavelength range of the spectrum to be measured. In analytical
infrared spectroscopy the wavelength range is huge, 2.75-25 microns, so we have to be
careful. Fortunately, there is normally no great difficulty in reducing the average
particle size below 2.75
so that, on this count, the problem is much reduced. There is, however, another factor
which produces scattering when the particle size is below and this will be considered below.
(c) Particle size smaller than ![[lambda]](lambda_b.gif)
This type of scattering was studied in detail, both theoretically and experimentally, by
Lord Rayleigh a century and a quarter ago. He showed that the scattering intensity is
proportional to the sixth power of the particle diameter and inversely proportional to the
fourth power of the wavelength (this latter also being the case for Raman scattering).
These two terms tend to operate in opposite directions but, in practice, the diameter term
is much the more important because the lower limit on is set by the wavelengths of the various
vibrational frequencies we want to measure. There is also a practical limit to the
fineness that may be achieved by intensive grinding; in many cases once the particle size
falls appreciably below about 1 the particles start to stick together as the result of surface forces and
behave optically as rather larger ones.
Rayleigh type scattering, as it is usually called, can occur with small molecules. Lord
Rayleigh showed that the blue colour of the sky is the result of scattering by the oxygen
and nitrogen molecules of the air. Although the scattering intensity from an individual
molecule is very small, the thickness of the earth's atmosphere leads to a colouration
readily detectable by the human eye. All transparent dust-free liquids show Rayleigh
scattering. Logically, the scattering intensity for a liquid must be much stronger than
for a gas. After all, there are about 1000 times more molecules per unit volume in a
liquid than there are in a gas at one atmosphere pressure! In practice the intensity
comparison is not 1000:1 but much less, at around Intensity liquid/Intensity gas = 50.
This apparent anomaly is nothing of the sort, since it is in agreement with theoretical
predictions. Liquids are much closer to continuous media than gases so, as we saw above,
Fresnel would point out that the secondary wavelets in liquids will tend to destructively
interfere. Now, if our solid were to be surrounded by a liquid of the same refractive
index, it too would approach continuity and as a result the scattering would be much less
than it would be from a dry powder. That this is so is easily demonstrated. If a glass rod
is dipped into Canada balsam or oil of cedar, it becomes practically invisible (The lads
who repair stone damage to car windscreens use this principle). We exploit this effect in
preparing solids for infrared analysis - grind the powder to a particle size smaller than
the shortest wavelength we plan to use and immerse the analyte in a fluid of matching
index of refraction.
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3. Practical Methods
So, we plan to coat the particles of a solid sample, preferably reduced in size to about 1 , with a transparent liquid
of comparable refractive index. How may this be done in practice? Apart from meeting the
refractive index criterion, the liquid of choice must be as transparent as possible over
the range 2.75-25 .
Inevitably, compromise is necessary, as is the case with solvents used for solution
studies. Paraffinic hydrocarbons provide one such compromise, although they absorb rather
strongly at the frequencies specific for the various types of C-H vibrations.
A high molecular weight paraffinic hydrocarbon is desirable because it will have a low
volatility, a higher refractive index than the lighter paraffins, and a usefully high
viscosity, thereby aiding the coating process. Medicinal liquid paraffin has been used for
this purpose since the early days of analytical infrared, and the technique is universally
known as the Nujol mull. Why Nujol? Many years ago a proprietary brand of constipation
curer named NUJOL was widely available in pharmacies. It transpired that NUJOL was the
best and most reliable source of liquid paraffin - as simple as that. Some skill and
experience are required to produce good mulls consistently. It is not much of a problem to
get the correct particle size of the solid but it is tricky to get the right proportions
of nujol and solid for a stiff, homogeneous paste, without excess liquid. Nevertheless,
this approach has been used with great success for more than half a century.
Since the wetting fluid has its own spectrum there is an interference problem. It is
tempting to use the computer to subtract the spectrum of the nujol from that of the mull
and a lot of people do just this, but it is really bad practice. Since your subtraction
can never be perfect, you will never be certain that what you are left with is meaningful.
You MUST make a mull with a material that does not interfere and then merge the data. In
Fig.3 you will see the infrared spectra of nujol and an alternative mulling fluid, in this
case hexachlorobutadine. Now, hexachlorobutadine H.B. is a relatively oily material of
high index which has an intense infrared spectrum of its own but it contains only
C-C and C-CL bonds. As a result, it does not absorb between 1250 and 1500 cm-1 or above
2000 cm-1 so it does not interfere where Nujol does. The problem with H.B. is that it is
poisonous, so these days fluorocarbon oils have become popular.
Predictably, mulls provide an essentially qualitative approach. Nevertheless, they have
been used to a limited degree for quantitative work, by incorporating an internal standard
such as potassium thiocyanate, and utilising the characteristic peak in the vicinity of
2050 cm-1 as an intensity marker. There are problems associated with the reproducible
grinding of both solids and the subsequent mixing but, with care, successful analyses are
possible.
Liquids provide a reasonable approach to a continuous medium but some solids are even more
perfect in this respect, and good quality of crystals such as quartz scatter less light
than transparent liquids. In these crystals the molecules are arranged in a regular manner
and this condition approaches that of a continuous medium from a mathematical standpoint.
Hence, the destruction of secondary wavelets, as envisaged by Fresnel, is virtually
complete. However, is it possible to disperse fine particulate samples uniformly in a
homogeneous optically transparent solid? The answer is of course yes and it proves to be
easier than might be envisaged.
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The alkali halides, such as sodium chloride and potassium bromide, all have simple
cubic structures. Cleavage along planes parallel to the crystal faces (and possibly along
diagonal faces) should, in principle, be possible by the application of force. The ease of
cleavage is determined by the surface energy of the crystal, and this may be calculated
theoretically. The values so obtained are rather high but in practice it is found that the
cleavage energies are two orders of magnitude smaller than expected. This considerable
discrepancy probably arises from lattice imperfections, such as tiny surface cracks, which
initiate cleavage. However, what is important for our purpose is that conventional
laboratory grinding methods reduce the alkali halides to microcrystalline particles.
Because the cohesive energy is relatively low such powders, if subjected to a pressure
readily attainable in a modest laboratory press, reform into clear homogeneous solids, a
process often referred to as "cold sintering". The pressure required for the
process is lowest for potassium bromide, followed by potassium chloride. If, therefore, an
appropriate concentration of the solid whose spectrum is required, with a particle size of
about 1 , is dispersed
into potassium bromide powder and pressed, a clear transparent disc is obtained, ready for
insertion into the spectrometer. Since the alkali halides transmit infrared well except at
long wavelengths, we do not have the interference problem typical of mulls, but remember -
the particles of solid must be as fine as they are in a mull and the concentration of the
analyte and its thickness must be just right to record a good spectrum.
The practical details of this process have been discussed above in depth by Dr. G. Dent
and do not require amplification. Two points of detail do merit comment. The thickness of
the alkali halide disc is set primarily by its mechanical strength, and the weight of
potassium bromide powder for a 13mm die recommended by Dr. Dent will ensure that discs do
not fracture during handling. With this thickness of disc, a sample concentration in the
range 0.5% to 1.0% usually gives peaks of optimum intensity. It may be noted, in passing,
that discs may also be prepared using caesium halides, particularly caesium iodide. This
is transparent as far as 180cm-1 , whereas the cut-off for KBr is about 300cm-1. Discs may
also be prepared from very finely powdered polyethylene, and these extend the working
range still further into the far infrared region.
Dr. Dent refers, in passing, to the distorted bandshapes that may occur because of what is
known as the Christiansen effect, and it is useful to briefly consider the background to
this.
In the case of a material such as potassium bromide, which is transparent over the
mid-infrared range of, say, 2.5 to 25 , the
refractive index decreases slowly with increasing wavelength. However, the situation is
very different with a material having vibrational frequencies in this range. As an
absorption band is approached from the high frequency side, the refractive index falls.
Moving to the low frequency side of the vibrational frequency, the refractive index is
anomalously high and then drops back to the value expected in the absence of an
absorption. It may be noted that this effect also occurs strongly with electronic
absorption bands and it was in this field that Christiansen did his pioneering work. This
change in the refractive index distorts the shape of the absorption peaks in infrared
spectra. In some cases the distortion is so marked that the short wavelength side of the
peak may appear to be negative, giving it the appearance of a first derivative spectrum.
This effect disappears when the particle size is smaller than ; hence, it should not appear if the
sample preparation has been done properly. Some hard materials may be difficult to grind
down to the required average particle size but fortunately they are in the minority.
One final point; the Christiansen effect applies in both alkali halide discs and in
mulls.
A useful source on this subject is "Laboratory methods in Vibrational
Spectroscopy", Ed. Willis, Van der Maas and Miller.
REF: Int. J. Vib. Spect., [www.ijvs.com] 1,
1, 3 (1996)
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Feature Article

4. Sampling for FT Raman Spectrometry
Patrick Hendra
In a real sense there is hardly any need to write this article, as FT Raman must be just
about the most versatile and trivially easy non-destructive analytical procedure ever
developed - you can get a spectrum from a screwdriver handle, a pill, a bottle of scotch
(unopened) or a lump of cheese, with equal ease. In no case does one need to prepare
a sample, just hold it firmly in the machine. Well, this is all very true, but to obtain
best spectra there is a little more to it than brute force and ignorance.
All FTs have several features in common - they all illuminate the sample with near i.r.
radiation from a Nd3+:YAG laser operating at 1.064 . They all collect the scattered light in the reverse
direction to illumination - so-called Back Scatter - and they all process the light with a
modified F.T.I.R. instrument. The arrangement is shown below:
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Perhaps the only significant difference between the various competing products is that
most collect the light with a lens (or lenses) but some, e.g. Nicolet, use an ellipsoidal
mirror. Either way, scatter over a wide angle is collected and passed into the
interferometer.
Because the latter has a round hole as its entrance aperture (the so-called Jacquinot
Stop), the instrument looks at a relatively large round patch of the sample and it is into
this patch that the instrument maker focuses the laser.
The viewed VOLUME allowing for the depth of focus of the laser is of dimensions a cylinder
0.5-1mm in diameter and height around 2mm. Any sample placed inside this space will
produce a spectrum.
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[ijvs/volume1/edition1/section1.html#page14] . . . . . . . . . . . . . . . . . . . . . . .
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All the commercial instruments have interlocked lids so that the laser radiation, which is
invisible anyway, cannot be damaging to the eyes. How do you "find" the sampled
volume if the sample holding system is misaligned? Most manufacturers provide some sort of
jig, but these tend to be unnecessarily cumbersome. It is a fact that Nd3+:YAG
lasers melt black PVC tape, so the trick is to stick a layer of ordinary insulating tape
over the sample holder and close the lid. Re-open it and - hey presto! - a tiny hole will
be seen where the laser hit the tape.
A liquid can be viewed by containing it in a bottle, vertical tube, ampoule or capillary
made of glass or quartz. Since the viewed cylinder has length, the thinner tubes
may not be very efficient if viewed normal to their axis.
Clearly, better results would be obtained by viewing down the cylindrical axis but a flat
window is then essential at the spectrometer end - all a bit tricky. There are a couple of
ruses worth trying if a tube, small bottle or capillary are used. If you place a piece of
clean aluminium foil behind the sample, the laser tends to be reflected back into the
sample. Similarly, the scattered light leaving the sample away from the
spectrometer is not then wasted but rather projected forward into the instrument. A much
better technique is to silver the reverse outer surface of the bottle or tube. This is
really easy and many recipes for silvering solutions exist. To protect the silver coat we
use typists' correction fluid. Since the silver will then not rub off these, sample
bottles/tubes can be used again and again.
Perkin-Elmer have taken this reflection idea further by using either a spherical
reflector, inside which lies the sample enclosed in a tiny spherical flask 5mm in
diameter, or in a capillary. Just as good results can be obtained on any machine by
blowing a small bulb on the end of a boroscilicate tube and silvering the outer surface
over about half of its surface.
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[ijvs/volume1/edition1/section1.html#page15] . . . . . . . . . . . . . . . . . . . . . . .
.
Solids
Lumps - not much you can do with these but beware focusing the laser too deeply
inside the bulk. Best results seem to come if the viewed position is at or just
beneath the surface. If the sample is glass clear, then move the sample forward and
treat more like a liquid.
Powders - the normal procedure is to sample these in a thin glass tube (e.g. a
melting point or NMR tube) but we prefer to use a self-supporting compressed pad. In fact,
this is the normal procedure at Southampton.
Various cells have been devised
Our standard routine cells are home made 3mm (1/8") in diameter but we have made them
down to only 0.6mm in diameter. The quality of the spectrum is not hole size dependent but
the fine ones are difficult to fill and tricky to align. One word of caution - for years
we made these cells from 1/2" brass rod because it is easy to drill and relatively
corrosion resistant. It seems this was a bad choice - the thin coating of ZnO fluoresces
like crazy, so if you miss the centre of the sample you can get a mysterious background.
Better to ask your workshop to use aluminium alloy and have it anodized. The anodized
surface is almost completely chemically resistant and very hard - ideal.
To grind or not to grind is indeed the question. Some powder specimens give excellent
spectra, whatever their state, others improve if ground. The answer to the question is
complex but in many but not all cases a bit of grinding can help. We do not
actually grind the specimen as such, just move the specimen around as we compress the pad
and/or rotate the pressure rod.
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[ijvs/volume1/edition1/section1.html#page16] . . . . . . . . . . . . . . . . . . . . . . .
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Films
A relatively thin, free standing film such as a piece of wrapping material can often give
a decent spectrum if it is rolled up and the roll is viewed on axis. The point is that the
instrument looks into the sample in some depth. An alternative is to stack layers of the
films. An easy and economical way to do this is to use a commercial paper punch (as used
for preparing sheets for ring binders) and ask your workshop to make a simple metal
holder. Making the bottom disc out of aluminium foil is a good idea.
What of films on surfaces? Not a strong point for F-T instruments. We have had luck with 2 thick films on reflecting
surfaces but if a thin film overlies a dark or rough surface, you will have trouble unless
you use a microscope (We will feature infrared and Raman microscopy in the very near
future).
There are two distinct problems with F-T Raman operating in back scatter. Both arise
because the patch illuminated by the laser is relatively small (compared with the area
sampled in an infrared absorption or reflection experiment). The first is burning and the
second inhomogeneity, causing the signal strength to vary with position.
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[ijvs/volume1/edition1/section1.html#page17] . . . . . . . . . . . . . . . . . . . . . . .
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Burning
All samples absorb the radiation incident upon them and, as a result, the sample heats. If
a laser is focused onto the surface of a solid the brightness of illumination can
be very high indeed (3000W cm-2 are ordinary in FT Raman machines). If the
sample has restricted thermal conductivity - not at all unusual in powders or polymers, a
really significant temperature rise can occur. If heating causes darkening, the consequent
heating effect can run away and the sample burns. Obviously, the brightness of
illumination must be minimised and the thermal conductivity kept as high as possible.
Since, as we have seen, the illuminated area must match the viewed, there is little
opportunity to solve the heating problem by fiddling around with the illumination. The
only real way to minimise the risk of damage is to keep the laser power down and accept
poor signal intensity.
How can you check whether you have a problem? Obviously, if no Raman signal appears and
there is a black patch on the sample, you have a problem. There are a few tests you can
do. Try lowering the laser power dramatically (say to 50 mW) and attempt to run a
spectrum. You may see evidence that the background is rising as you co-add the spectra. If
your instrument has a "monitoring or fast low resolution mode", set up the
sample, switch on the laser, and watch the result. The point here is that as the sample
heats up, it will emit as a black body (hopefully, not literally!) and you will see the
emission as a rising background at high shifts. A typical appearance would be
If the sample behaves itself at 50 mW, increase to, say, 100 mW and try again. Emission at
high shifts will be evident if the sampled point reaches 120-130°C or higher.
So - how much heating does occur at the surface of a typical sample? It is very hard to
measure but Dr. Yvonne West here at Southampton is something of an expert and offers a
paper in the Contributed Articles section of this edition which you will certainly find
useful.
Above, I pointed out that an alternative way to solve the heating problem is to keep the
laser power normal but increase the thermal conductivity to allow the heat produced to
diffuse away from the illuminated volume. Dr. Geoff Dent of Zeneca has come up with an
excellent idea on this one and Dr. West's article in the Contributed Articles section
covers the subject.
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[ijvs/volume1/edition1/section1.html#page18] . . . . . . . . . . . . . . . . . . . . . . .
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Inhomogeneity
Simple consideration of this problem would lead you to the conclusion that two approaches
might be worthwhile - view a larger patch of sample and/or move the sample with respect to
the viewed patch so that can occur. There are snags to both solutions. If the optics are
altered so that the viewed area is magnified, the solid angle collected by the instrument
must be reduced (the f number at the sample will rise). So, the intensity of light
collected per unit laser power will fall. Of course, one could increase the laser
power to compensate for the fall but in a sense you are then asking for trouble through
heating. There is a mitigating factor -
As the diameter 2r of the viewed patch is increased, its area rises of course as r2.
As a result, looking at a large area and defocusing the laser before increasing its power
can achieve the results we need whilst keeping the brightness of illumination under
control.
This is all very well, I hear you say - but does it work? Yes is the answer.
Using a special lens in front of the normal one on a P-E2000R we can achieve around 60% of
the signal strength normally achieved and the sample point is moved by about 25mm.
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[ijvs/volume1/edition1/section1.html#page19] . . . . . . . . . . . . . . . . . . . . . . .
.
The illuminated and viewed patch is, of course, increased in size (to around 0.5mm
diameter).
As an alternative, how about moving the sample under the beam? You might think that doing
this would generate noise in the interferogram which the FT processor would translate to a
background. It does, but well outside the audio bandwidth typical of spectra in the 1 -
1.7 region if you
move the sample slowly.
Rotation of an NMR tube of powder at around 60 rpm is fine and this is frequently used on
Nicolet machines, but it would not be a good idea to spin the sample at, for instance,
2000 rpm.
To conclude: F-T Raman is such a simple routine technique that you can get spectra with
almost no sampling. On the other hand, it pays to try a few experimental tricks if you
want the best results.
Next time, I will discuss heating and cooling, whilst in the future we will highlight
infrared and Raman microscopy.
At several places I have described special sample holders, lenses,
rotators or other sepcialised pieces of equipment. I am happy to provide full details if
you send me a fax on +44-1962-776-390 or email me on ijvs@soton.ac.uk
REF: Int. J. Vib. Spect., [www.ijvs.com] 1,
1, 4 (1996)

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